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Home » Bulletins » Florida Suspends Branch Filing Requirements for Displaced Personnel

Florida Suspends Branch Filing Requirements for Displaced Personnel

FL | The Florida Office of Financial Regulation (OFR) has issued a Proclamation which states:

Suspension of the notice-filing requirements for a securities industry dealer or investment adviser whose operations are impacted by the rainfall and flood conditions such that they plan to relocate displaced personnel to a temporary location that is not currently notice-filed as a branch office or identified as a regular non-branch location. If a registrant’s staff are relocated pursuant to this Proclamation, the registrant should use its best efforts to provide written notification to the Division of Securities as soon as possible, but not later than five days after relocating.

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