March 18, 2020Georgia Commissioner of Securities Waives Fingerprinting Requirement During COVID-19 Crisis
March 9, 2020FINRA Issues Pandemic Related Business Continuity Planning, Guidance, and Regulatory Relief
November 8, 2019FINRA Issues Regulatory Notice Regarding 2020 Renewal Program for Broker-Dealers, Investment Advisor Firms, Agents and Investment Advisor Reps, and Branches
